Website Disclaimer

The material located on the Riley Investment Management website is for informational purposes only and is not intended as a solicitation to buy or sell any securities or other financial instrument or to provide any investment advice or service. Information included on our website is subject to change at any time. The firm does not guarantee the timeliness, sequence, accuracy or completeness of information included on this website. Past performance should not be taken as an indication of guarantee of future performance and no representation, express or implied, is made regarding future performance.

The firm does not provide tax advice; clients should contact their attorney, accountant, or other tax adviser regarding tax matters.

The firm does not take responsibility for content contained at hyperlinked sites.

When investing in Partnership Interests offered by Riley Investment Management, please note that no investment decision can be properly made and no subscription will be accepted until after the prospective subscriber has received and carefully reviewed a copy of the Private Offering Memorandum. An investment in any offered Partnership involves substantial risks. 

When investing with Riley Investment Management as an advisory client, please review the Advisory Agreement thoroughly as it lists the rights and responsibilities of the client as well as Riley Investment Management.

For additional information, please contact Riley Investment Management at 310-966-1445.

Privacy Policy

Under the SEC's Privacy of Consumer Financial Information Rule, or "Regulation S-P", certain financial institutions are required to disclose to their clients the institution's policy regarding collecting and disseminating non-public, personal information. This disclosure will be required on an annual basis.

We do not disclose any non-public, personal information to anyone, except as permitted by law. In general, the law permits us to disclose information to our affiliates, or to non-affiliates if the information is required in the ordinary course of business. In addition, safeguards are taken within the firm to insure that access to your information is limited to those employees that are involved in administering your account.

To review Riley Investment Management’s Privacy Notice, or if you have any questions or need additional information, please contact Riley Investment Management at 310-966-1445.

Instant Messaging

Please note that any instant messages received and written by Riley Investment Management personnel is subject to archiving, monitoring and decryption. Instant messages and email may be reviewed by or disclosed to someone other than the recipient.

Customer Identification Program

To help the government fight the funding of terrorism and money laundering activities, the USA PATRIOT Act requires all financial institutions to obtain, verify, and record information that identifies each person who opens an account.

When you open an account, we will ask for your name, address, date of birth and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents.

Board Affiliations

Riley Investment Partners, L.P. is primarily an activist fund and as such we are often heavily involved with the management of the companies we invest in.  As a result of these activist activities, there are a number of occasions where an employee or affiliate of Riley Investment Management may be placed on the Board of Directors of a publicly traded company.   At the present time, Bryant Riley, a General Partner of Riley Investment Management, sits on the Board of Directors of Aldila Inc. (symbol: ALDA), Alliance Semiconductor Inc. (symbol: ALSC), CTK Windup Corp. (symbol: CLTK), Intigrated Silicon Solution (symbol: ISSI). John Ahn, a Principal at Riley Investment Management, sits on the Board of Directors of MAIR Holdings, Inc. (symbol: MAIR).

Agency Crosses

An advisory client of Riley Investment Management, Riley Investment Partners, L.P., executes trades through an affiliated broker-dealer, B. Riley & Co. and may at times cross stock with customers of B. Riley & Co.